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Review paper

Treatment planning for multicatheter interstitial brachytherapy of breast cancer – from Paris system to anatomy-based inverse planning

Tibor Major
,
Csaba Polgár

J Contemp Brachytherapy 2017; 9, 1: 89–98
Online publish date: 2017/02/27
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Purpose

Brachytherapy as a boost or monotherapy plays an important role in treating breast cancer [1,2]. In the recent years, accelerated partial breast irradiation (APBI) with its 4-5 day treatment course has been widely used worldwide to treat early stage breast cancer patients. Different techniques are available for APBI with brachytherapy (BT) and external beam radiation therapy (EBRT) [3]. Brachytherapy techniques include interstitial implants, intracavitary devices with single/multilumen balloons, hybrid applicators, and irradiation with low energy X-ray [1,2]. External beam radiation therapy can be performed with 3D conformal radiotherapy (3D-CRT), intensity modulated radiation therapy (IMRT), volume modulated arc therapy (VMAT), proton therapy, and intraoperative electron irradiation [4]. Among all APBI techniques, currently multicatheter interstitial brachytherapy (MIBT) has the longest patient follow-up and has a Level 1 evidence as a valid treatment alternative to whole breast irradiation after breast conserving surgery [5]. Recommendations for APBI patient selection and treatment workflow were published in Europe and in the USA [6,7,8]. Recently, the GEC-ESTRO (Groupe Européen de Curiethérapie European Society for Radiotherapy and Oncology) Breast Cancer Working Group has compiled guidelines for target definition and delineation for partial breast irradiation using MIBT after breast conserving closed and open cavity surgery [9,10].
In classical breast brachytherapy, treatment planning was based on two X-ray films. Using different reconstruction methods (e.g., orthogonal, variable angle, semi-orthogonal) and a digitizer device, catheters were reconstructed in three dimensions (3D), but the anatomical information about the patients was very limited. The surgical clips approximately showed the position of the lumpectomy cavity, and the catheter fixation buttons indicated the skin surface in a number of points only. At that time, neither dose coverage nor conformality was possible to be determined, and it was assumed that the catheters are in the right positions. Later, with the introduction of cross-sectional imaging, the real 3D dose planning became available. The reconstructed catheters geo­metry and the delineation of target volume and organs at risk on computed tomography (CT) slices made possible for conformal irradiation. But, at the beginnings, the post-implant CT imaging was used only for evaluating dose plans, and just a few quality indices were calculated [11,12,13,14]. These studies clearly demonstrated that the conventional fluoroscopy based implantations usually could not result in acceptable dose distributions regarding all dose parameters. Cuttino et al. [15] reported significantly increased target coverage and dose homogeneity after implementing their CT-guided implantation technique. In a paper by Major et al. [16], 91% target coverage and 0.33 for dose non-uniformity ratio was published evaluating 28 CT-based treatment plans. These values were significantly better than the corresponding data of the radiography-based implantation method. Nowadays, based on the persuading early dosimetric results, CT-based treatment planning has become the gold standard for interstitial BT of breast cancer.
The aim of this article is to review treatment planning issues of multicatheter interstitial brachytherapy and share our experience in forward and inverse planning methods.

Material and methods

Pre-planning imaging

Since even the most advanced optimization technique cannot compensate for a wrong implant geometry, it is of the utmost importance to place the catheters in the right positions. In order to get an acceptable dose distribution, the planning target volume (PTV) has to be geometrically covered by the catheters. To achieve this, different imaging methods can be used. With ultrasound (US) guidance, the deepest needles can be inserted manually if the resection cavity is visible, and then the rest of catheters are placed with a template, which can ensure an even spacing between catheters. Another approach is when the superficial needles are inserted as first under US guidance followed by the deeper needles with template guidance, but the artefacts from the shallow needles may cause visibility problem [17]. If the needles are manually inserted using US imaging, the PTV contour and all entry and exit points have to be marked on the skin surface in order to plan the needles distribution. However, the best method is when a 3D imaging with full anatomical information about the resection cavity, PTV, and organs at risk (OARs) is available before the insertions. Then, the number and positions of the catheters can be determined using a 3D rendered image with a template placed around the breast (Figure 1). If the intention of the treatment is delivering a boost dose, steel needles can be used with 1-3 fractions, but in monotherapy treatments with 7-10 fractions, the needles are replaced with plastic catheters for the sake of patient’s convenience.

Planning procedure

However, any imaging technique is used before the implantation, after the insertions of the catheters, a new CT imaging is needed for planning purpose. Generally, the patient is positioned on the CT table in the same way as for EBRT making sure the same anatomical conditions at boost treatment as for external irradiation. Generally, 3 mm slice thickness is acceptable for accurate catheter reconstruction and target delineation. Organs at risk and resection cavity must be outlined, and the PTV should be created according to the available guidelines [10]. Using special markers in the catheters with good visibility but without artefact is a great help during catheter reconstruction (Figure 2). Nevertheless, without markers, the catheters can be also visualized merely by the inside air (Figure 2), and with proper windowing, the reconstruction can be properly performed. In this case, it is important to see and identify the fixation button at the distal end of each catheter, since the first possible dwell position has to be related to it. The catheter reconstruction can be performed in axial, sagittal, coronal planes, or even in oblique planes, which have been created parallel with or orthogonal to the catheters (extra coordinate system – ECS). Catheters should be numbered or uniquely labelled, so that each individual catheter can be identified. The active source positions inside the PTV can be defined manually or automatically with or without margin inside or outside the target surface, if needed. In classical BT planning using the Paris dosimetry system (PDS), the basal dose points in the central plane play an important role. The central plane can be easily created using the ECS in the CT-based planning. The midpoints between catheters (basal dose points) can be placed manually by visual inspection, or automatically by a software if the catheters geometry is regular. After normalizing the dose distribution (100%) to the mean central dose (MCD in Paris system), which is the mean dose in basal dose points, the isodose level for prescription can be selected using a special multiplication factor between 0.1 and 10. For example, using the factor of 0.85, the dose will be prescribed to the 85% isodose level corresponding to the PDS. To calculate the treatment time, the absolute dose and the fraction number must be specified. Theoretically, the PDS provides homogeneous dose distribution, but the target coverage and conformality may not be sufficient enough. To increase the coverage lower than 85%, isodose level can be selected for dose prescription, but the worsening homogeneity must be taken into consideration. In the contrary, if increasing the isodose level for prescription, the dose distributions will be more homogeneous, and the target coverage decreases simultaneously. Another way to manage the target volume coverage and homogeneity of dose distribution is applying several dwell time optimization methods.

Dwell time optimization methods

Various dose optimizations are available in BT using a stepping source (Table 1). The classical Paris dosimetry system can be imitated by using uniform dwell times in all dwell positions, which means no optimization is applied. In that case, the dose distribution is always homogeneous, but the conformality will not be optimal [18]. The target volume can be covered by the prescription isodose surface adequately, but relatively large volume of normal tissue will be unnecessarily irradiated by the prescription dose (PD). This is the consequence of the extending active lengths in the catheters out of the target volume, which is required in the PDS. For this reason, usually the classical PDS is not used in breast BT. However, the concepts of its implant geometry and dose prescription are still employed even if the dwell times are calculated with a forward optimization method. In most optimization methods, the 3D target volume is not used directly during optimization; only in plan evaluation, the DVH parameters are related to the PTV.
Changing the individual dwell times or weight factors manually in a spreadsheet is not an effective method to shape the dose distribution. It is rather time consuming and recommended only for small local adjustments. After geometrical optimization (GO), the resulting dose distribution will always be homogeneous. Another advantage is that there is no need to define dose points for optimization because the source dwell positions themselves will serve as reference dose points. The dwell time at any dwell position will be inversely proportional to the dose delivered by the other dwell positions. The consequence is the increased dwell times at the ends of the catheters, and in dwell positions in deviating catheters [19]. If the catheters geometrically cover the target volume properly, the reference isodose surface will always include the PTV. Since the dose distribution is related only to the catheters, if there is a geometric miss, a significant underdosed region may develop in the PTV. By selecting a lower isodose level for dose prescription, the target coverage can be slightly improved, but the dose to normal tissues may increase. At polynomial optimization, an objective function is minimized, which describes the difference between the calculated and required dose values in specified dose points. These points can be placed at a distance outwards of or in mid-positions between the catheters (distance or volume dose points). Using distance dose points, it is assumed that they are placed on the surface of the target volume. With volume dose points, we can optimize the doses in central points between the catheters in the whole volume and not only in the central plane. This method is called Stepping Source Dosimetry System (SSDS) and is the extension of the PDS [20]. Regarding dosimetry, due to the stepping source, the SSDS is superior to the PDS [21]. In the SSDS, the dose can be prescribed for a proper isodose level similarly to the GO. When the PTV is defined three-dimensionally, we can place dose points on its surface and can optimize and prescribe the dose (100%) on them (conformal dosimetry system). With this method, even if the target volume is irregular, very conformal dose distribution can be obtained if the catheters are evenly distributed inside the volume. Since the dose homogeneity is not taken into account during optimization, the dose homogeneity will be unacceptable, since large high dose volumes develop inside the PTV [16]. The graphical optimization (GRO) is an attractive way to change the shape of an isodose curve locally or globally. On the screen with the cursor, we can select an isodose line, and with the “drag and drop” method, the isodose line can be shifted into the desired position. If the local adjustment option is selected, only the nearby dose distribution will be changed, while with the global option, the dose distribution will change isotropically in 3D. The coverage and conformality can be easily improved with GRO, but it must not be forgotten that at the same time, the homogeneity will deteriorate. In many cases, the GO followed by GRO results in acceptable dose distribution, since the GO can provide the homogeneity, and with the GRO, the coverage can be further increased.
Nowadays, inverse optimization is already available in BT treatment planning. The key point in inverse optimization is that all dosimetric requirements (dose coverage, dose homogeneity, and organs at risk protection) are simultaneously and automatically taken into account in the planning process. In the first step, the clinical objectives are translated into minimum or maximum dose limits and importance factors, and then, the source dwell times are calculated with minimizing objective functions, describing the differences between the calculated and required doses. The prerequisites for inverse optimization are as follows:
– reconstructed catheters geometry,
– delineated PTV and OARs,
– defined active source dwell positions,
– dose objectives for PTV, OAR-s and normal tissue.
Different optimization methods consider different mathematical descriptions for optimal plan.
The two most common inverse algorithms are the HIPO (Hybrid Inverse Planning Optimization) and IPSA (Inverse Planning Simulated Annealing) [22,23,24]. The former uses deterministic, while the latter works with stochastic method. HIPO is implemented in the Oncentra Brachy version 4.3 planning system (Nucletron, an Elekta company, Elekta AB, Stockholm, Sweden), where the target coverage and dose homogeneity are controlled by minimum and maximum dose values in the PTV, respectively. In a clinical case, Figure 3 shows an example for the input parameters for the HIPO. The minimum value in the PTV is 100% corresponding to the PD, while the maximum value is selected 150% of the PD. During optimization, the volume receiving maximum 150% of the PD is minimized. Furthermore, with a weight factor, the importance of the given requirement can be taken into account. Regarding protection of normal tissue and OARs, maximum doses can be specified for them, which are also taken into consideration during optimization.

Plan evaluation

In classical BT, the plan evaluation was limited, having dose values in reference points and looking at the 2D dose distributions related to catheters/applicators. The use of these evaluation methods is still recommended, but additional tools are now available to assess the quality of the implant. Visual inspection of dose distribution on CT slices including sagittal and coronal reconstructions is still mandatory, however, the large number of CT slices and outlined organs make the evaluation quite subjective. For an objective assessment, quantitative parameters have to be employed. Table 2 shows the most common dose-volume parameters used in interstitial BT. Implant related parameters can always be calculated, even if the target volume is not defined. They characterize the size of the irradiated volume and homogeneity of the dose distribution. In optimal implant, the DNR is minimal and the DHI is maximal, since they are complementary indices, namely DHI = 1 – DNR. When 3D PTV is defined, additional parameters can be calculated. The percentage of PTV receiving xx% of the PD is denoted by Vxx. Additionally, the DHI can be determined for the target, when volumes in the PTV only are taken into account. In the relative homogeneity index (HI), volume receiving a dose between 100% and 150% of the PD is related to the volume of the PTV. Although only small differences occur between the various DHIs, its exact definition always must be given when used for reporting dose homogeneity and for intercomparisons of different plans. The overdose volume index (OI) characterizes the dose homogeneity with volume irradiated by 2 x PD, related to volume of PTV. In an ideal implant, the DHI is large and the OI is small. The coverage index (CI) is the fraction of the PTV receiving at least the PD. The conformal index (COIN) considers the coverage of the PTV by the PD (PTVPD/VPTV), and also the unwanted irradiation of normal tissues outside the PTV (PTVPD/VPD) [25]. PTVPD is the volume inside the PTV irradiated by the PD, and the VPD is the volume receiving at least the PD. The definition of COIN can be extended to critical structures also, but this formalism is rarely used in breast BT, since the OARs nearly always receive less dose than the PD. The dose distribution is most conformal when the COIN is maximal and is as close to 1 as possible. The external volume index (EI) is also related to conformality; it is the ratio of the normal tissue volume outside the PTV receiving at least the PD, to the volume of the PTV. Dose that irradiates certain part of the PTV is also used, e.g. D10 means the relative dose that irradiates 10% of the PTV.
Depending on the type of the OAR, the mean dose, volume irradiated by a given relative (V5), absolute dose (V5Gy), or dose irradiating a small volume (eg. D0.1cm3, D2cm3) are generally reported. In several studies, the maximum point dose is calculated on the skin surface or in other organs. However, recently in CT-based planning, volumetric doses are already recommended to be used, e.g. D0.01cm3 or D0.1cm3. The rationale behind is that the point dose is clinically meaningless, and the dose to a volume may be better correlated with the side effects.

Dose-volume limits for PTV and OARs

In the BT community, no general agreement exists regarding the acceptable criteria for a good breast implant. In the GEC-ESTRO randomized study, the coverage index (CI) had to be larger than 0.9, i.e. at least 90% of the PTV had to receive the PD [26]. There was a requirement for dose uniformity, namely the DNR < 0.35. In the study, only skin was regarded as OAR, and the maximum surface dose had to be less than 70% of the PD. For reporting purpose, several additional parameters had to be recorded, but fulfilment of condition was not set up for them. In the NSABP B-39/RTOG 0413 protocol for multi-catheter breast BT, the DHI for implant should be 0.75, which corresponds to DNR ≤ 0.25 [27]. In addition to relative values, an absolute high dose volumes are also limited. The volume of tissue receiving 150% and 200% of the PD should be less than or equal to 70 cm3 and 20 cm3, respectively. Regarding target coverage, the dose ≥ 90% of the PD must cover ≥ 90% of the PTV. For uninvolved normal breast, the limitation is that < 60% of the whole breast volume should receive 50% of the PD, and the skin surface dose should not exceed the PD. The dose to other organs including the heart, lung, and ribs is generally minimal, so no thresholds are used, however, recording few parameters for reporting is recommended. In a paper by Darby et al. [28], it was found that the risk of major cardiac events increased linearly by 7.4% per gray of mean heart dose, therefore, to characterize the dose to heart reporting the mean dose is recommended. In multicatheter breast BT, chest wall pain or rib fracture are rare events, but the doses should be kept as low as possible.

Discussion

Initially, CT imaging was used only for evaluation purpose after standard fluoroscopy-guided implantation [12,13,14,15,29], but afterwards, the implantations themselves were performed using 3D CT information [15,16,30,31,32,33]. These and other studies confirmed that with introduction of image-guided implantation techniques, the treatment plans improved considerably compared to the traditional fluoroscopy-guided implantation and planning [11,34]. Cuttino et al. [15] reported that the percentage of patients satisfying with their dosimetric goals of target coverage and dose homogeneity increased from 42 to 93%, when CT-guided technique was used instead of fluoroscopic guided free-handed catheter insertion technique. In their study, not only the coverage but also the DHI was better with the CT planning. Cholewka et al. [35] compared two different pre-planning methods (2D vs. 3D). In the first group of patients, the catheter positions were planned with X-ray fluoroscopy imaging (2D), while in the second group, the treatments were pre-planned with cone beam CT imaging (3D). For DVH-based plan evaluations, CT imaging was used for all patients. According to their results, the target coverage (V100) was significantly higher for 3D pre-planning (91.7% vs. 86.1%), and the dose distributions were more homogeneous (DHI: 0.60 vs. 0.53). The transition from classical X-ray film based planning to 3D planning was carried out step-by-step in many institutions, and the 3D dosimetry induced lots of challenges for radiation oncologists and medical physicists [18]. Furthermore, a learning curve can be observed during this process as it was well demonstrated by Cholewka et al. [36] and reported by Wiercinska et al. [18].
The quality of dose distributions in interstitial BT can be improved with the use of different dose optimization methods and image based 3D information for planning the geometry of the catheter positions [12,13,14,37]. Geometrically optimized implants are much more conformal than the non-optimized ones (PDS) with much less dose to normal tissues [19]. With conformal dose planning, the target volume coverage can be significantly increased compared to the traditional dosimetry systems, but the dose homogeneity worsens [13,14,16,18]. Geometrical optimization followed by graphical optimization can provide acceptable dose plans in most of the clinical cases [18,32]. In classical breast BT, the dosimetry was relied on reference dose points, which were related to the catheters geometry. The dose points were placed either in the center points between catheters or at specified distances from the catheters in outer directions. In the former case, the prescription isodose was generally selected as 85% of the mean central dose like in the PDS, while with the latter technique, the dose was normalized to the mean dose in the dose points. In both cases, the target volume could only be approximated roughly. From this follows that the plan evaluation confined to the evaluation on dose uniformity in the implant volume and dose values in points.
Anatomy-based inverse optimization algorithms are already available in brachytherapy systems for clinical use [22,23,24,38]. During the optimization process, the source dwell times for active source dwell positions are calculated with the aim of fulfilling thresholds for dose-volume parameters. This is done by defining objectives and penalties for PTV and OARs. Then, an objective or cost function measuring how well the limits are fulfilled is minimized. Since the calculation is very time-consuming, in order to get the results in a reliable time, a powerful computer is needed for the clinical use.
The requirements for target coverage, dose homogeneity, and sparing of OARs are conflicting and to find the proper parameters and weight factors is a challenge for the physicist. This is demonstrated in Figure 4, where dose homogeneity characterized by the DNR and target coverage denoted by V100 are shown in the function of weight factor of maximum dose value (Max Weight). The calculations were performed in the Oncentra Brachy version 4.3 planning system, and the OARs were not taken into account. We note, that the weight factor for maximum dose (Max Weight and Max Value in Figure 3) controls the homogeneity, and the weight factor for minimum dose (Min Weight and Min Value in Figure 3) influences coverage. Figure 4A shows that by increasing the weight factor for maximum dose, the DNR is becoming less meaning better homogeneity. However, at the same time, the V100 is also decreasing and the target coverage is worsening. To select the proper weight factor, it requires clinical judgement, balancing between dose homogeneity and target coverage. A weight factor in the range between 20-40 seems to be an appropriate choice with low DNR and concurrently high V100. From the Figure 4, the role of minimum dose factor (Min Weight) can be observed. By using a higher minimum dose factor, the coverage is better (red line in Figure 4B), but simultaneously, the dose will be less homogeneous (red line in Figure 4A). At first sight, the inverse planning seems to be an easy task, but it requires some experience to find those input parameters, which will result in clinically acceptable dose distribution. In Figure 5A, qualitative comparison between dose distributions of forward and inverse planning is presented in a CT slice. Regarding target coverage, the difference is negligible, but the high dose volume surrounded by the 150% is less with the HIPO (Figure 5B) resulting in better dose homogeneity. Table 3 shows a quantitative comparison between dosimetric parameters calculated for fifteen treatment plans made with geometrical optimization, followed by graphical optimization (GEOM+GRAPH) and HIPO. At the same target coverage (91%), the HIPO plans were superior over the forward plans regarding all other parameters. The better conformality (COIN: 0.77 vs. 0.71) resulted in 29% less high dose volume (V100) in the ipsilateral non-target breast. The dose homogeneity improved (DNR: 0.35 vs. 0.37), and dose to OARs was less by percentage values in the range of 1-15%. Based on our initial experience and quantitative data presented here, we can claim that HIPO is an optimization tool that can produce clinically sound treatment plans at a significantly reduced overall planning and optimization time.
Nowadays, quantitative dose-volume histogram based evaluation of treatment plans is proposed. However, there is no consensus on which parameters should be reported. For the PTV, the minimum requirement is to report the CI or V100, DHI or DNR, and the COIN.
In our department in line with the GEC-ESTRO study, we intend to have at least 90% PTV coverage by the prescribed dose (V100), while in the NSABP B-39/RTOG 0413 protocol, the 90% of the prescribed dose should cover at least 90% of the PTV. With the latter constraint, a lower DNR value can be obtained (DNR < 0.25). Conformality is rarely investigated in breast BT, and there is no consensus on what degree of conformality is acceptable or desirable. Pieters et al. [37] obtained a conformality number of 0.48 at a typical breast implant with geometrical optimization. Kolotas et al. [30] reported COIN value of 0.76 for 42 breast implants, while Baltas et al. [25] aimed to achieve a COIN value above 0.64 by using their CT-based planning system. In a study by Major et al. [32], the mean COIN was 0.68 (range, 0.51–0.82) calculated for 49 patients. Similar COINs were reported by Cholewka et al. [36] and Gurran et al. [39] with the values of 0.69 (range, 0.37-0.84) and 0.67 (range, 0.59-0.87), respectively. Reporting the dose to OARs is particularly not uniform at all. From this follows that the dose-volume limits can be very different for the various parameters. Moreover, no common guidelines are available on how to define the skin dose or the skin as an organ. Berger et al. [40] investigated DVH parameters for skin dose, and they recommended a more sophisticated way to report organ dose than using point doses only. Similarly, Lasota et al. [41] used different skin models to estimate the dose to skin, and they concluded that large differences exist between models using various skin contouring protocols. Hilts et al. [42] recommend using D0.2cm3 for a 2-mm thick skin layer as a surrogate for dose to skin area of 1 cm2. In a paper of Lettmaier et al. [43], dose to 1 cm3 and 0.1 cm3 of skin volume with 5 mm thickness were reported. Gifford et al. [44] has found that large differences in skin volume definition leads to confusion and can result in significant dose differences, making the dosimetric comparisons and correlations with toxicities difficult or impossible. Traditionally, the dose to skin was characterized with the maximum surface dose, which is a point dose. In a recent paper by Major et al. [45], doses to the most exposed small volumes in OARs are reported. To make the intercomparisons between point doses and volumetric doses, a correlation analysis should be made. Figure 6 presents the correlation between the dose to small volumes and maximum point dose for skin and ribs calculated for thirty-four breast implant patients. The skin was outlined as a 5-mm shell inside the body, and the maximum skin dose was calculated on the outer surface, while the maximum dose in ribs was calculated inside the organ. Regarding the skin, the D0.01cm3 is not a good substitute for Dmax (R2 = 0.8513), because the Dmax is always on the outer surface of the skin volume, while the high dose volumes (e.g. 0.01 cm3) develop in the inner part of the skin closer to the source dwell positions and the corresponding doses can be different. Better correlation was found for the D0.1cm3 (R2 = 0.9159). For the ribs, an excellent correlation (R2 = 0.9977) can be observed between D0.01cm3 and Dmax, since these two values are nearly always identical. The Dmax is always inside the most exposed volume of 0.01 cm3. For larger volumes (0.1 cm3, 1 cm3), the correlation is weaker, but still high.

Future directions

Similarly to EBRT, inverse planning is expected to be used in BT in daily clinical practice very soon, especially in multicatheter breast implants. Its advantages are obvious with the improved dosimetry and quicker calculation time. However, the protocols with the dose-volume constraints used during the optimization still should be defined. For a plan evaluation, the use of volumetric dose parameters is already recommended, and will be obligatory in the future in order to find a correlation between dosimetry and clinical outcome. However, a consensus is needed on which parameters should be reported, and which can have real clinical significance.

Disclosure

Authors report no conflict of interest.

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